Part 2: Internal Policies and Education

Our policies can (and should) align with our values.

Dominant culture shows up in our work through concretized policies and reliance on the written word. When our policies do not reflect our organizational values, we make decisions that are rooted in many of the systems we all seek to transform.

This is why an internal review of policies is so important to organizational culture. In this section, we will outline some key policy areas and offer a framework of radical doability to imagine how we might take our organizational policies to the next level.

POLICIES THAT SUPPORT EQUITY

Equity is the fair and just distribution of money, power and resources that ultimately lead to fair treatment, access, opportunity and advancement for all people. Any path towards equity must acknowledge the root causes of outcome disparities in society; and challenge the “status quo” of power relations, assumptions, and societal views that work to minoritize and marginalize groups of people.

Equity strives to identify and eliminate barriers that have prevented the full participation of some groups.

Equity is only achieved when all people have the economic, social, and political power and resources to make decisions about their lives, families, and communities.

POLICIES THAT SUPPORT CARE AND PREVENT BURNOUT

Care is seeing people for their full humanity, and creating spaces, opportunities and policies that fill the gaps where current systems fail.

Care draws from the work of disability justice – a framework that aims to understand and address ableism, the oppression of people with disabilities, by highlighting the connection between ableism and other forms of oppression. In our communities and workspaces, we must shift to see care through a holistic and collective lens, outside its current context of individual action and access. Collective care as a critical framing says “I am well because we are well.”

We address burnout (also referred to as chronic workplace stress) because it is a common workplace manifestation of the harms of these systems however, acknowledge that burnout is a contributing factor, not a root cause of the impact of any one policy or element of workplace culture.

Characteristics of burnout can include:

  • Feeling of exhaustion 
  • Increased mental distance from work 
  • Reduced ability to function effectively

POLICIES THAT FOSTER SAFETY, DIGNITY AND BELONGING

Safety: Safety is the physical, emotional and spiritual existence of well-being. When policies foster safety, we are being pro-active in addressing  harm through a restorative lens, committed to creating the worlds we want to see, starting from our workplaces and outside of them.

Dignity: Dignity is the inherent worthiness of every person to human rights, autonomy, and joy.

Belonging: Belonging is a shared sense of identity and commitment to one another; a belief and understanding that we belong to each other, and our liberation is bound up with each others.

This section of the guidebook is not meant to provide an exhaustive list but instead to spark conversation and to reference the multitude of policies that could exist and how they can become actionable at our organization.

Important Notes

  • Policies are not meant to reinforce or police a work culture. They are meant to create accountability and an architecture of our values in action. 
  • Where does this new, proposed or re-envisioned policy fall on the radical doability spectrum? Identifying where you are starting from can create a map of opportunities and help to visibilize the gaps standing between your organization and the policy transformation you are looking to work towards.

We introduce this framework of radical doability spectrum below.

NOT RADICAL

HIGHLY RADICAL

Not new, or novel:
models exist in the world

New, would require bold imagination;
pushes the field in a new direction

NOT DO-ABLE

HIGHLY DO-ABLE

We do not currently have the resources,
capacity or expertise to make this happen

We could make this happen with
creative use of time, people and resources

Guiding questions:

  1. Is this policy that I am trying to implement new or are there models that exist in my community / network?
    • If YES, might I reach out to organizations in the Network or other community partners for support?
  2. Is this policy doable right now with our current resources and people power, or would we need to increase capacity or expertise to make it happen?
    • If NO, can you note this for inclusion in upcoming budget planning?

Map the policies you want to update or create using this matrix to know the needs you have to make policy real.

Policies we are proud of

Policies that are in need of transformation

Policies that are HIGHLY DOABLE for us?

Policies that are HIGHLY RADICAL for us?

The 3 C’s of Policy Building: So You Want an Equitable Workplace?

Section written in collaboration with Bodega Legal. Please note that while we consulted with an attorney, this is not legal advice and provided for informational purposes only.

Creating an equitable workplace for all requires imagination. Ask yourself, ‘what can be’ instead of ‘what is required.’ The legal requirements set by city, state, and federal authorities is the floor of what’s possible. And while creating policies and procedures for your organization that comply with the  law will save you from liability, it is just the first step on the upward track to collective care!

Compliance: Here’s what we mean

The ever-evolving “floor” which holds employers to baseline legal standards set by local, state, and federal authorities. Your organization should have policies in place that meet those minimum requirements.

Consensus Building: Here’s what we mean

Policy choices that grow your organization’s capacity for care, but likely have no significant costs or added changes to your existing structure or systems. Your changes are still within the ‘status quo,’ with policies existing as a happy medium between radical change and business needs.

Collective Care: Here’s what we mean

These policies push and recreate the boundaries to prioritize employee well-being, participation, and feedback! When your organization centers its staff, everyone plays a part in accomplishing your mission! The integrity of your policies aligns and strengthens your work.

Let’s do a Policy Audit before we get started:

Take a moment to think about your onboarding experience. What processes or procedures did you review? Do you still have copies of those documents or know where to find them? How often do you update those policies? Are you invited to give input on those revisions or invite others to provide feedback?

Policies focused on Collective Care means there is no “HR Expert,” your entire staff gets to co-create with leadership and help figure out what works and what doesn’t for all staff members, empowering an entire team of experts that become just as knowledgeable of the baseline compliance requirements.

Now take a look below at the list of various policies and procedures commonly maintained by employers. Without consulting or reviewing anything else, identify and circle all the documents your organization maintains. Remember, sometimes a policy can be as simple as a paragraph or as in-depth as a booklet. Identify your organization’s policies without evaluating its sufficiency or level of care.

  • Reasonable Accommodation Policy
  • Equal Employment Opportunity  & Fair Hiring Policy
  • Sexual Harassment Policy
  • Time and Leave Policy or Sick Leave Policy
  • Salary Review & Pay Equity Procedure
  • Anti-Discrimination Policy
  • Grievance Handling Policy
  • Drug & Alcohol Use Policy
  • Conflict of Interest Policy
  • Workplace Health & Well-Being Policy
  • Salary Review and Pay Equity Procedure

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Pay all employees equally for equal skill, effort, and responsibility, regardless of gender1
  • Ensure employees are not restricted from inquiring, discussing, or disclosing wages
  • Ban salary history questions during interviews
  • Prohibit retaliation

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Maintain a review timetable for updates  that offers transparency internally and externally
  • Conduct internal salary review (every 2-3 years)

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Ensure salary transparency at hiring by posting expected salary ranges2
  • Reevaluate staff pay annually with performance reviews
  • Include educational support stipends or professional development
  • Pay people living wages that honor their time and expertise, and for doing work that contributes to office culture, community, and acceptance
  • Conduct a salary equity assessment for wage increases beyond a Cost of Living Adjustment (COLA)

NYS Policy Recommendation Resources: See Appendix B, Anti-Discrimination & Harassment – LGBTQ+ Community and Fair Labor Practices-Pay Equity

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Closing the Pay Gap!
Salary History vs. Salary Expectations

  • Why Not Salary History Questions?

Inquiries often create a cycle of inequity and discrimination in the workplace, which perpetuates lower salaries for women and people of color. Avoiding asking at any point in the hiring process, including ads, applications, or during interviews.

  • NYS Pay Transparency Law
    NY Labor Law sec. 194-b

Starting September 17, 2023, all private employers with 4 or more employees must list salary ranges for all advertised jobs and postings, including promotion and transfer opportunities. Many local governments have already enacted pay transparency laws, so check with an attorney!

1 Gender is defined broadly under the law & includes actual or perceived sex, gender identity, gender expression including a person’s actual or perceived gender-related self-image, appearance, behavior, expression or other gender-related characteristics, regardless of the sex assigned to that person at birth.
2 Already legally required for job postings in New York City and some other localities.

  • Equal Employment Opportunity Hiring and Retention

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Train interviewers on how to review resumes and remove questions that implicate a person’s protected class (i.e. pregnant people, young people under 18, someone with a disability)
  • Permit background checks after conditional offers, not before or during the application stage
  • Incorporate the Article 23-A Factors to review criminal convictions3
  • Ensure job postings do not express any limitations or preferences based on race, age, gender, or other legally protected classes
  • Prohibit Retaliation

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Post job descriptions to invite applicants that align with the population you serve
  • Allow current employees to submit referrals and serve on hiring committees
  • Invite current staff members to provide feedback on the policy  
  • Maintain a review timetable for updates  that offers transparency internally and externally

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Eliminate criminal background checks
  • Recruit & Hire support and retain people who are in the community you are working with  
  • Require blind resume reviews
  • Include alternative qualifications for the position to permit applicants with various lived experiences to qualify
  • Remove credit checks unless it is required by law4

NYS Policy Recommendation Resources: See Appendix B, Fair Labor Practices for Formerly Incarcerated Persons & Anti-Discrimination/Harassment

3 Microsoft Word – Correction Law Article 23A.doc (ny.https://www.criminaljustice.ny.gov/pio/correction-law-article-23a.pdfgov)
4 Already legally required for positions in New York City and other localities. Check with your local city laws to ensure compliance. Credit checks may be required by law, such as for employers in the financial services industry when complying with industry-specific rules and regulations promulgated by a self-regulated organization, positions requiring security clearance, positions requiring bonding, etc. For a full list of exemptions under the New York City Stop Credit Discrimination in Employment Act, see Appendix B, Fair Labor Practices – Credit Discrimination.

  • Conflict of Interest Policy

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Define the circumstances that constitute a conflict of interest
  • Require directors, officers, and key persons with a conflict to disclose the conflict
  • Prohibit those with a conflict from voting, participating, or otherwise weighing in on a matter in which the conflict exists
  • Maintain records of conflicts and how they were addressed
  • Address yearly submissions to the IRS

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Share conflicts transparently to the entire staff
  • Maintain a review timetable for updates  that offers transparency internally and externally

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Audit your current organization’s  relationships, including who provides your health insurance, and other employee facing services to ensure alignment
  • Develop an organization-wide assessment so internal operations align with external values

NYS Policy Recommendation Resources: See Appendix B, Miscellaneous Provisions

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Stop retaliation, build teams rooted in trust!

No one will be subject to, or should experience retaliation for speaking up or working to make our organizations more deeply align with our intended values.

Ensure your staff know how to report discrimination or retaliation, both internally and externally. Employees can report discrimination to:

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While you should never prohibit someone from applying for a job on account of their identity or other protected class, you may want to invite applicants that align with the population you serve, i.e.:

“People of color, trans people, women, people with intersex conditions or DSDs, people who have lived in poverty, people with disabilities, immigrants, and lesbian, gay, bisexual and queer people are strongly encouraged to apply.”

  • Reasonable Accommodation Policy

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Identify a contact person(s) to review an accommodation request
  • Outline the internal accommodation approval process
  • Highlight required forms and documents
  • Incorporate cooperative dialogue process5
  • Mandate a final written notice of denial or and provide an explanation
  • Provide guidance to the reviewer on determining whether a request is an undue burden or hardship
  • Include pregnant persons, victims of domestic violence, and religious accommodations
  • Prohibit Retaliation

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Maintain a review timetable for updates  that offers transparency internally and externally

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Incorporate standard accommodations for everyone that become standard practice, without requiring employees affirmatively requesting or providing medical documentation
  • Embrace alternative work sites, including remote work/telework options, hybrid work, flexible start times, etc.
  • Broadly Define who gets a reasonable accommodation, including caregivers, parents, etc., so everyone can discuss workarounds that work for them
  • Designate physical spaces for any employee to engage in:
  • Prayer
  • Expressing milk

NYS Policy Recommendation Resources: See Appendix B, Fair Labor Practices for Formerly Incarcerated Persons & Anti-Discrimination/Harassment

5 Cooperative dialogue is a good-faith discussion between the employer and employee regarding the employee’s accommodation request to determine its reasonableness. The dialogue can be verbal and/or in writing, and should address what the accommodation is, why it is needed, feasibility of the accommodation, if there are alternatives that would support the employee in executing their job duties, and any difficulties that such a potential accommodation may pose etc. There is no “one size fits all” solution to accommodation requests, so both parties must participate in the discussions.

  • Time and Leave Policy

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Outline the internal request and approval processes, especially for federal Family Medical Leave Act, NYS Paid Family Leave, and NYS Paid Sick Leave, federal Americans with Disabilities Act, and state or local accommodation laws 
  • Provide required forms that identify required documents, including any medical records
  • Set expectations for planned leave and emergency leave requests
  • Prohibit discrimination in the approval of leave, including for those affected by domestic violence, chronic illness, and caregivers
  • Prohibit Retaliation for taking protected leave

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Maintain a review timetable for updates  that offers transparency internally and externally
  • Align on the amount of time a person’s position will be held for their return post leave
  • Consider a staggered return to support care and transition back to work

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Offer additional leave options that do not affect an individual’s accrued leave for:
  • Bereavement & grief –
  • Widen leave to recognize different definitions of family and that moves beyond immediate family as a prerequisite.
  • Childcare
  • Include fostering and adoption leave, explicitly
  • National mourning or loss – ex. community-specific violence, attacks impacting a specific group of people
  • Menstrual health
  • Other religious holidays, celebrations, or rituals
  • Include a protected long time leave for personal and/or professional development, including sabbaticals
  • Support staff in childcare, eldercare, and more:
  • Flexible hours to support childcare, daycare and school drop offs and/or extending doctor or care visits
  • Encourage opportunities to work from home, when needed
  • Expand comp time policies to ensure equity of labor and rest is prioritized
  • Support your team utilizing sick leave and frequently remind them of the time off and sick leave available.
  • Create a “bank” of hours so staff can share their hours with each other and support people on the team who may need them most

Consider unlimited paid time off – Unlimited time off ensures that staff who are living with chronic illness, moving through mental health challenges, surviving or healing from intimate partner violence, or have other needs can take the time they need without fear of losing their job

NYS Policy Recommendation Resources: See Appendix B, Fair Labor Practices for Formerly Incarcerated Persons & Anti-Discrimination/Harassment

  • Health & Well-Being Policy

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Align with your anti-discrimination and harassment policy
  • Outline or refer to the workers’ compensation policies and procedures
  • Maintain health insurance for workers absent, due to pregnancy, recovery from pregnancy, or a related condition

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Maintain a review timetable for updates  that offers transparency internally and externally

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Ensure health insurance provisions cover:
  • Gender-affirming care + therapy
  • Mental health services: Therapy, Drug rehabilitation, In-patient care
  • Termination of pregnancy / Abortion care
  • Extended family planning options and fertility treatments
  • Include spectrum of birthing options including midwives and doulas
  • Stock harm reduction kits to staff
  • Offer support to fund and prioritize care:
  • Designated funds and stipends for care
  • FSA / HSA Accounts (Flexible spending accounts (FSAs) and health savings accounts (HSAs) let you set aside pre-tax money, sometimes directly from your paycheck, to pay for eligible medical expenses.)
  • Gift cards/resources to support alternative care outside of doctors
  • Create designated physical space for:
  • Accessible all-gender bathrooms
  • Accessible seating – seats that are mindful of all bodies and needs
  • Above + beyond ADA accommodation

NYS Policy Recommendation Resources: See Appendix B, Fair Labor Practices, & Miscellaneous Provisions

  • Anti Discrimination and Harassment Policy

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Outline all protected classes under NYS and local human rights laws, including domestic violence victims, pregnant persons, persons living with HIV/AIDS, perceived connection between Covid-19 and the employees’ race, national origin, or disability, gender identity and expression, etc.
  • Require employees take annual training
  • Align with your Reasonable Accommodation policy
  • Address your obligations as an employer and potential as a public accommodation
  • Use preferred names, pronouns, and titles in employment records, etc.
  • Allow individuals to use facilities consistent with their self-identified gender
  • Prohibit discrimination on the basis of physical appearance, this includes important protections around hair and the passing of the Crown Act

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Maintain a review timetable for updates  that offers transparency internally and externally
  • Identify a clear internal reporting mechanism and notify employees how to file external complaints
  • Assess current policy on discrimination in the workplace

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Incorporate a language access plan
  • Remove dress codes, including policies or practices that privilege straight hair or demand people change their appearance (tattoos, piercings, etc.) for the workplace
  • Expand protections to persons based on height, weight, or body size6
  • Expand definition of discrimination to daily microaggressions experienced by team members, particularly Black, Indigenous, people of color, queer and trans folks in your organization

NYS Policy Recommendation Resources: See Appendix B, Anti-Discrimination & Harassment – LGBTQ+ Community and Fair Labor Practices-Pay Equity

6 Height and Weight is a protected class in some localities, including New York City.

  • Sexual Harassment Policy

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Require employees to take annual training on sexual harassment
  • Explain the forms of sexual harassment, including hostile work environment and quid pro quo
  • Identify that single incidents qualify as harassment7
  • Highlight that filing a grievance or notifying a supervisor is not required for the organization to be held liable 
  • Display required notices conspicuously
  • Prohibit retaliation

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Maintain a review timetable for updates  that offers transparency internally and externally
  • Identify a clear internal reporting mechanism and notify employees how to file external complaints

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Ensure all staff trainings are trauma-informed and healing-centered
  • Assess all policies to ensure they are survivor-focused and driven by care
  • Create a care team procedure when a team member is impacted by sexual harassment or abuse, inside or outside of the workspace
  • Connect team members to local resources that align with their stated needs and are relevant to the identities they carry

NYS Policy Recommendation Resources: See Appendix B, Anti-Discrimination/Harassment

7 Quid pro quo sexual harassment occurs when a person’s employment, pay, benefits, title, position, or other opportunities for advancement or training are conditions on the submission to unwelcome sexual advances. This can be explicit or implicit, and typically occurs when a  supervisor or higher level management personnel seeks sexual favor in exchange for the benefit or to avoid some type of detriment, like a pay cut, demotion, or poor performance review. This is different from a hostile work environment claim, which focuses on conduct that is so intolerable or pervasive that a reasonable person would conclude your workplace is intimidating, hostile or abusive.

  • Drug and Alcohol Use Policy

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Remove marijuana & tetrahydrocannabinols (THC) drug testing as a condition of employment unless required by law8
  • Permit persons with prescription drugs to use as prescribed at work
  • Protect medical cannabis patients from discrimination
  • Outline when current employees may be subject to testing
  • Comply with Section 201-d9 of the NYS Labor Law, such as, prohibiting discrimination as a result of an individual’s cannabis use in accordance with state law outside of work hours, off of the employer’s premises, and without use of the employer’s equipment or other property. 
  • Clarify  instances when an employee may be disciplined for cannabis use, such as when an employer would be in violation of federal law or lose a federal contract/funding, etc.10

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Maintain a review timetable for updates  that offers transparency internally and externally

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Offer harm reduction kits to staff, in addition to training
  • Support the participation in programs, offerings, and treatment for staff who have ongoing recovery
  • This includes programs that are paid/have a fee
  • Provide schedule flexibility so employees can access treatment and care throughout the day as needed

NYS Policy Recommendation Resources: See Appendix B, Miscellaneous Provisions

8 Testing is permissible for some job types, such as positions requiring a commercial drivers license, positions supervising or caring for children, medical patients or vulnerable persons, etc. For
9 https://www.nysenate.gov/legislation/laws/LAB/201-D
10 Review NYS Labor Law Section 201-d, subsection 4-a

  • Grievance Handling and Employee Work Performance Reviews Policy

I can find this policy here:

Compliance

Per NYS law and/or federal requirements, does your policy:

  • Outline any and all procedures required for unionized staff, including progressive discipline requirements, investigations, and appeals for disciplinary actions
  • Formalize how to discuss and document performance concerns
  • Document and share how employees can raise concerns regarding their tasks and standards, work relationships, or other non-discrimination complaints in the workplace, including who to submit complaints to, expected timelines for redressal, appeals, etc.11
  • Ensure any implemented administrative leave complies with your anti-discrimination policy and time & leave policy

Consensus Building

Could your policy include the following – in your process, creation, or implementation:

  • Invite current staff members to provide feedback on the policy
  • Maintain a review timetable for updates  that offers transparency internally and externally
  • Poll and survey staff regularly to understand staff experience
  • Commit to 360 feedback processes, which includes staff feedback of supervisors and organizational leaders
  • Create systems and practices that allow for people to tap out of spaces that include ongoing conflict, that may create unsafe working conditions

Collective Care

Could your policy include the following – to move towards  a deeper commitment to collective care:

  • Offer mediation and conflict transformation options
  • Host all-staff trainings on communication and work styles
    Be mindful of folks schedules and commitments, consider including as part of a Team Retreat or day when staff can leave and process
  • Commit to restorative justice and working through conflict in a way that is generative (and moves away from punishment) and leaves the individuals and community more restored than it was before
  • Commit to a healing justice consultant that can be on retainer to support individuals and the organization through conflict, and building muscles and tools in the interim for generative conflict.
  • Consider administrative leave options to ensure an unbiased and safe investigation for all parties involved

NYS Policy Recommendation Resources: See Appendix B, Fair Labor Practices, & Miscellaneous Provisions

11 Courts have found that employers have a duty to provide employees with a fair and effective grievance procedure.

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Our labor makes the work possible!

Honor Equity of Labor

  • Create opportunities to revisit roles and responsibilities as the work is shaped and flows, with teams and direct supervisor
  • Host a generative feedback process that honors 360 degree feedback at least 1x per year
  • Affirm positive work and impact of team member’s on organization and community
  • Additional asks around Equity Committee or Affinity groups are work and should be accounted for
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New York State Division of Human Rights

The NYS Division of Human Rights is the state agency charged with enforcing the NYS Human Rights Law. It investigates, prosecutes, and adjudicates discrimination cases throughout New York

Its website houses valuable resources, including legal guidance, informational materials, and educational materials to keep you compliant!

Just remember your local authority may have enacted stronger protections than State; always implement policies that comply with the strongest protections.
Visit the DHCR website at dhr.ny.gov.

Long-term policy strategies for responding to harm as a community

As practiced by Rebellious Root

1. Understand your team member’s support styles and offer that type of care when possible

2. Create an away message (vacation responder) as an organization to recognize the impact of national loss in the wake of police violence, harm against LGBTQIA+ people, or other events that have a personal impact on staff’s wellness

3. Offer affirmative care work in the form of a self-care stipend or team outings and events that prioritize care and rest

4. Debrief in moments of non-crisis and assess what went well and could be put in place for the future

Create a care and response team that sends a card, flowers, or a message of support when someone is moving through loss and grief